We don’t just buy and sell stocks— we also help you follow the rules set by regulators to make sure your investments are legal and secure. What it includes: 1. KYC (Know Your Customer) Verification o We help you complete identity and address verification. o Mandatory before opening a trading or Demat account. o Ensures that trading is done by real, verified individuals or entities. 2. Anti-Money Laundering (AML) Compliance o We monitor suspicious transactions. o Report unusual activity to authorities as required by law. 3. Securities & Exchange Regulations o Ensure that trades follow rules set by the stock exchange (e.g., NSE, BSE). o This includes margin limits, trading halts, disclosure requirements, etc. 4. Tax & Reporting Compliance o Provide necessary statements for filing taxes (capital gains, dividends, etc.). o Assist with TDS/TCS compliance (in countries like India). 5. Investor Protection & Dispute Resolution o We guide clients on regulatory rights. o Help escalate issues to regulatory bodies if needed.